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titles matched:
United States. Securities and Exchange Commission
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1.
To Amend the Investment Advisers Act of 1940 to Codify Certain Securities and Exchange Commission No-action Letters that Exclude Brokers and Dealers Compensated for Certain Research Services from the Definition of Investment Adviser, and for Other Purposes [electronic resource] : report (to accompany H.R. 2622).
by
United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2023]
2.
Oversight of the Securities and Exchange Commission [electronic resource] : Wall Street's cop on the beat : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Sixteenth Congress, first session, September 24, 2019.
by
United States. Congress. House. Committee on Financial Services, author.
Washington : U.S. Government Publishing Office, 2023.
3.
Holding the Biden administration accountable for wasteful spending. and regulatory overreach [electronic resource] : hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U. S. House of Representatives, One Hundred Eighteenth Congress, first session, March 8, 2023.
by
United States. Congress. House. Committee on Financial Services. Subcommittee on Oversight and Investigations, author.
Washington : U.S. Government Publishing Office, 2023.
4.
Risk-based Credit Examination Act [electronic resource] : report (to accompany H.R. 4586).
by
United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2022]
5.
Securities and Exchange Commission Real Estate Leasing Authority Revocation Act [electronic resource] : report (to accompany H.R. 1468).
by
United States. Congress. House. Committee on Transportation and Infrastructure, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2022]
6.
The future of digital asset regulation [electronic resource] : hearing before the Subcommittee on Commodity Exchanges, Energy, and Credit of the Committee on Agriculture, House of Representatives, One Hundred Seventeenth Congress, second session, June 23, 2022.
by
United States. Congress. House. Committee on Agriculture. Subcommittee on Commodity Exchanges, Energy, and Credit, author.
Washington : U.S. Government Publishing Office, 2022.
7.
Developing and Empowering our Aspiring Leaders Act of 2018 [electronic resource] : report (to accompany H.R. 6177) (including cost estimate of the Congressional Budget Office).
by
United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2018]
8.
Securities and Exchange Commission Overpayment Credit Act [electronic resource] : report (to accompany H.R. 1257) (including cost estimate of the Congressional Budget Office).
by
United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2017]
9.
Securities and Exchange Commission Overpayment Credit Act [electronic resource] : report (to accompany H.R. 1975) (including cost estimate of the Congressional Budget Office).
by
United States. Congress. House. Committee on Financial Services, author.
[Washington, D.C.] : [U.S. Government Publishing Office], [2016]
10.
SEC's crowdfunding proposal [electronic resource] : will it work for small businesses? : hearing before the Subcommittee on Investigations, Oversight and Regulations of the Committee on Small Business, United States House of Representatives, One Hundred Thirteenth Congress, hearing held January 16, 2014.
by
United States. Congress. House. Committee on Small Business. Subcommittee on Investigations, Oversight, and Regulations, author.
Washington : U.S. Government Printing Office, 2014.
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